TO :

ALL USERS

Our Ref. :

:

11776

Date

:

24/04/2017

Page

:

1

Attn :
Tel :
Fax :
From :

ALL USERS


HPCHAN

各位金融業朋友，

What is AML? 甚麼是 AML ?
Standing for "Anti-money Laundering", 就是防止洗黑錢行為

What is KYC ? 大家要認識客戶
Know your customer (KYC) refers to due diligence activities that financial institutions and othe
r regulated companies must perform to ascertain relevant information from their clients for the
purpose of doing business with them.

It is effective in law 香港已經立法要求金融業執行以下責任。
referemce     Inland Revenue (Amendment) (No. 3) Ordinance 2016
					《2016 年稅務( 修訂) ( 第3 號) 條例》
			  50C.Obligations of reporting financial institutions
			  to furnish returns   申報財務機構提交報表的責任	

Under the AEOI standard, financial institutions are required to identify financial accounts held
 by tax residents of reportable jurisdictions in accordance with due diligence procedures.  Requ
ired information of these accounts has to be collected and furnished to the Department.  Such in
formation will be exchanged on an annual basis.
在自動交換資料的標準下，財務機構須根據盡職審查程序，以識辨申報稅務管轄區的稅務居民所持有的財務帳
戶。財務機構須收集並向稅務局提交該些帳戶的所需資料。相關資料會每年被交換。

It is already a requirement in USA.law.
是實上美國已經開始對所有海外金融機構作要求以 FATCA 申報有關帳戶資料。

POP has 4 applications to cater above jobs. 本公司提供以下4 種方案處理有關問題

1. CRS (SB-200) Common Reporting System for GSB SYSTEM.
2. CRSUPLOAD    Upload data for CRS
3. FATCAUP-PRO  Upload data for FATCA
4. FATCAUP - Upload 8966 Report with Nil to report

How to select ? 究竟如何選擇好 ?
	GSB user, select item 1 ,2, 3 and 4  如果貴公司已經有 GSB, 應該配用 1, 包括2,3,或 4 項.

    If you have few record to fill, you may consider to use item 2, 3, 4 only.

    Item 2 is for CRSUPLOAD
	Item 3 is for Upload FATCA 8966
	Item 4.is for Upload FATCA 8966 with Nil to report.

	Item 2,3, 4 可以配合非POP系統使用 (依照POP 之規格準備資料)

詳情可參考 https://goo.gl/MQuwBs
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