Our Ref: 2968

Subject: SFO effective 1/4/2003
Regarding: Related Stock & Stock Grade

    ========= this is a reminder only, please check if your system is OK ========

1. RELATED STOCK is no longer applicable

請注意下圖, "<<========= 2003年四月一日起, 此欄應該成為空白"

如果您日常工作的系統,仍然存有"關連股票", 會影響孖展客戶在公司的APPROVED ASSET.
請用2003年4月15日之後之UPGRADE UTILITY將系統內資料更新. 為了更安全, 請到此畫面檢查一下.

 DD/MM/YYYY                 (231) STOCK MASTER ENTRY
--------------------------------------------------------------------------------
                   STOCK NO : 51
                 STOCK CODE : HARBOUR CENTRE
                STOCK GROUP : 4  <<=========  四月一日起, 此欄為空白 ISIN CODE :
                 STOCK NAME : HARBOUR CENTRE DEVELOPMENT LTD.
      TRADE SUSPENDED (Y/N) :               SUSPENDED ON :
       CONTRACT STAMP (Y/N) : Y         START LISTING ON :
                       TYPE :       (G=GEM, B=BONDS, R=RIGHTS, L=LOAN STOCKS)
          CCASS STOCK (y/N) : Y     START CCASS TRADE ON :            (d/m/y)
                   LOT SIZE :   1,000           U. PRICE :      5.2000
           MARGIN RATIO 1st :  0.200   2nd:  0.100   3rd:          4th:
      ASSET GRADE (ABCDEFS) : C   0.70    Special Asset Ratio :
              ^
              |------ 注意此項,各級之RATIO, POP系統之UPGRADE 可以替您根據SFC定義將股
                      票分為適當的GRADE, 但各GRADE 之RATIO, 要大家依最新資料維護
--------------------------------------------------------------------------------
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2. STOCK ASSET GRADE
   AS SHOWN ABOVE, the Stock Asset Grade (A,B,C ...etc) will be updated by POP system
   when you run the latest Upgrade Utility. From 1/4/2003, your utilities data should
   be April 15,2003 or later.

   Please note that the ratio will be input by you according to the latest market
   information. Please check often to ensure the approved asset value is accurate for
   filling in FRR.







修正Accept Ratio, 請進入 181之page 6, 如下圖, 根據證監指定之ratio,填入即可.
注意: POP系統不會自動更改此欄數字.

DD/MM/YYYY -------------  181) SYSTEM RE-CONFIGURATION (6) -----------------------
 FRR CDF Start on : [12/06/00]       Revised FRR Start on : [  /  /  ]   (dmy)
Illiquid Stk if Val > [ 5]% of Mkt.Cap  Illiquid Stk Accept Ratio : [0.200]
No need to check a stock is illiquid if Mkt Value of Mgn Client < [       ]
Stock No. Digits (4,5) : [5]           Accept     Concentrate   Not Count as
Stock Grade                  (Hair Cut) Ratio    Ceiling Ratio  Illiquid Stk
     A: HSI & HS HK LargeCap Stock     [0.850]      [0.200]         [ ]
     B: HS HK MidCap Stock             [0.800]      [0.150]         [ ]
     C: Other Stock                    [0.700]      [0.100]         [ ]
     D: Warrant                        [0.600]      [0.100]         [ ]
     E: User Defined                   [0.600]      [0.100]         [ ]
     F: User Defined                   [0.600]      [0.100]         [ ]
                               [0.600]      [0.100]         [ ]
                                          ^
                                          |------ 請用戶自行依市場要求更新

* 注意: 請用戶自行參考SFC最新之公佈, 目前可以參考的有
  L.S.NO. 2 TO GAZETTE NO. 50/2002 中之 SCHEDULE 2  Haircut Percentage
  TABLE 1
          HAIRCUT PERCENTAGES FOR SHARES LISTED IN HONG KONG, THE UNITED KINGDOM,
          THE UNITED STATES OF AMERICA AND JAPAN
          (SHARES STRATIFIED ACCORDING TO STOCK INDICES)